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Role of clearing house in transactions
Explain the convergence of futures and spot prices
Spot price is the price of the commodity today
Future price is the price of the commodity today for delivery at a future specified time
Difference between spot and future price is the basis
Basis = Spot Price – Futures Price
At maturity Spot Price = Futures Price since at maturity future price becomes the current spot price
Arbitrage forces Spot Price = Future Price at maturity
Describe the rationale of margin requirements and describe how they work
Collateral placed on account that acts as a guarantee for a trade is known as Margin
When a trader buys a future position the amount initially required to buy the futures is known as the initial margin
The amount that a trader must maintain in his account on a day to day basis is the maintenance margin
When the value of the asset drops and if the amount deposited by the trader falls below the maintenance margin the trader has to deposit an amount to bring up to the maintenance margin. This amount is called the variation margin
Variation Margin = Maintenance Margin – Current Value of Asset
Describe the rationale of margin requirements and describe how they work
Collateral placed on account that acts as a guarantee for a trade is known as Margin
When a trader buys a future position the amount initially required to buy the futures is known as the initial margin
The amount that a trader must maintain in his account on a day to day basis is the maintenance margin
When the value of the asset drops and if the amount deposited by the trader falls below the maintenance margin the trader has to deposit an amount to bring up to the maintenance margin. This amount is called the variation margin
Variation Margin = Maintenance Margin – Current Value of Asset
Describe the role of a clearinghouse in transaction
Clearinghouse
Guarantees all contracts are honored
All trade are executed with clearinghouse as the opposite side of the transaction
No issue of default of clearinghouse since margin amounts are posted by the trader to the clearinghouse
Easy to reverse the position in the clearinghouse since trade are bought/sold to the clearinghouse and no contact necessary with any third party other than the clearinghouse
All exchanges has clearinghouse
Collateralization
Marked to market feature in Over the counter market (OTC) where everyday losses are settled in cash
Reduces the credit risk in OTC market
Reduces the credit risk in OTC market